MSCI’s Responses to Regulatory Consultations
MSCI’s Responses to Regulatory Consultations
Regulator / Association |
Year |
Month |
Subject |
Consultation |
MSCI Response |
ESMA |
2024 |
October |
ESMA Consultation Paper on the Supervisory expectations for the management body |
||
EU Commission |
2024 |
January |
EU Commission Consultation on Benchmarks Regulation – review of the scope and regime for non-EU benchmarks |
||
EU Commission |
2023 |
March |
Review of the scope and third-country regime of the Benchmark Regulation |
||
US SEC |
2023 |
February |
Open-End Fund Liquidity Risk Management Programs and Swing Pricing; Form N-PORT Reporting |
||
ESMA |
2023 |
February |
ESMA proposed Guidelines on funds names using ESG or sustainability-related terms |
||
U.S. SEC |
2022 |
June |
Request for Comment on Certain Information Providers Acting as Investment Advisers |
||
EU Commission |
2022 |
May |
Targeted consultation on the regime applicable to the use of benchmarks administered in a third country |
||
ESMA |
2021 |
February |
Methodology to calculate a benchmark in exceptional circumstances |
||
SEBI |
2020 |
December |
Compliance standards for Index Providers |
||
ESMA |
2020 |
March |
Draft RTS under the Benchmark Regulations |
||
EU Commission |
2020 |
March |
Delegated Regulation on Minimum standards for climate benchmarks |
||
US SEC |
2020 |
March |
Fund Names Rules |
||
EU Commission |
2020 |
March |
Review of Benchmark Regulations |
||
UK FCA |
2019 |
November |
Extending the senior managers regime to Benchmark Administrators |
||
EU Commission |
2019 |
June |
Techinal Expert Group (TEG) report on EU Taxonomy |
||
ESMA |
2019 |
May |
Indices and Recognised Exchanges under the Capital Requirements Regulation |
||
Canadian CSA |
2019 |
March |
Proposed National Instrument 25-102 Designated Benchmarks and Benchmark Administrators and Companion Policy |
||
RBI |
2019 |
February |
RBI Financial Benchmark Administrators (Reserve Bank) Directions |
||
EU Commission |
2018 |
May |
Regulation amending EU Benchmark Regulations on Low Carbon Benchmarks and Positive Carbon Impact Benchmarks |
||
ASIC |
2017 |
July |
Implementing the Financial Benchmark Regulatory Regime |
||
SEBI |
2017 |
May |
Draft Code of Conduct for Index Providers |
||
ESMA |
2016 |
May |
Draft implementing measures for Benchmarks Regulation (BR) |
||
CFR |
2016 |
May |
Financial Benchmarks Regulatory Reform |
||
ESMA |
2016 |
February |
Discussion Paper on Benchmark Regulation |
||
SEC |
2015 |
May |
Investment Company Reporting Modernization (Release No.33-9776) - File No.: S7- 08- 1 |
||
UK FCA |
2015 |
June |
Fair, Reasonable and Non-discriminatory access to regulated benchmarks |
||
ESMA |
2014 |
December |
Draft Regulatory & Implementing Technical Standards (RTS/ITS) for implementation of MiFID II/MiFIR |
||
ESMA |
2014 |
September |
Draft Implementing Technical Standards on main indices and recognised exchanges under the Capital RequirementsRegulation |
||
MAS |
2014 |
July |
Amendments to SFA on Regulation of Financial Benchmarks |
||
ESMA |
2014 |
May |
MiFID/MiFIR |
||
ESMA |
2013 |
January |
Principles for Benchmark-Setting Processes |
||
IOSCO |
2013 |
January |
Financial Benchmarks Consultation Report |
||
EU Commission |
2012 |
September |
Regulation of Indices |