The latest SEC proposed derivatives rules and how they can impact your business
On December 11th, 2015 the U.S. Securities and Exchange Commission (SEC) issued proposed rules regarding The Use of Derivatives by Registered Investment Companies and Business Development Companies. Please join MSCI and Davis Polk for a panel discussion on the rules and the potential impact on your organization. We review the proposal, review specific requirements, describe similarities to European Regulations, and share our experience of implementing similar processes.
For a copy of the presentation CLICK HERE.
For a copy of the Q&A CLICK HERE.
- Moderator: Max Belenitsky, Executive Director, Portfolio Management Analytics, MSCI
- Jeffrey Ho, Vice President, Analytics, MSCI
- Nora M. Jordan, Partner, Davis Polk
- Gregory S. Rowland, Partner, Davis Polk